Assessor Resource

TLIX0010X
Enable traceability in supply chains

Assessment tool

Version 1.0
Issue Date: May 2024


This unit of competency describes the skills and knowledge required to enable traceability of products and services in supply chains. It includes identifying supply chain traceability, implementing supply chain traceability, using traceability data, monitoring risks to supply chain traceability and reviewing and reporting on supply chain traceability.

Traceability is a collaborative effort that allows for the provenance of produce, products, parts and materials from suppliers as they are processed and distributed as end commodities to be confirmed. It also allows for the reliability of sustainability claims for human rights, the environment, workforce health and safety and anti-corruption practices to be verified. Traceability ensures that the collection and validation of data and the commitment to specified chain of custody standards is maintained throughout the supply chain.

The unit is applicable to those with management or team leadership responsibilities within a supply chain.

No licensing, legislative or certification requirements apply to this unit at the time of publication.

You may want to include more information here about the target group and the purpose of the assessments (eg formative, summative, recognition)


Evidence Required

List the assessment methods to be used and the context and resources required for assessment. Copy and paste the relevant sections from the evidence guide below and then re-write these in plain English.

Evidence required to demonstrate competence in this unit must be relevant to and satisfy all the requirements of the elements and performance criteria on at least one occasion and includes

analysing and reporting on traceability data

collecting and analysing information related to supply chain traceability

communicating with supply chain stakeholders

determining legislative obligations including chain of custody and chain of responsibility

developing and applying traceability data collection and documentation protocols

developing and implementing policies, procedures and processes to support supply chain traceability

identifying and remediating product and service data inconsistencies

identifying high and low traceability risk points in the supply chain

identifying product and service movements in the supply chain including vulnerabilities

implementing and reviewing traceability strategy including Key Performance Indicators (KPIs)

monitoring corrective actions and strategies including product and material recalls

reviewing and reporting on supply chain traceability strategy

undertaking risk mitigation for traceability data systems.

Evidence required to demonstrate competence in this unit must be relevant to and satisfy all the requirements of the elements and performance criteria and includes knowledge of

circular economy principles in relation to addressing sustainable practices in supply chains

communication methods and tools

corrective actions and strategies including product and material recalls

data analysis techniques

high and low risk points in the supply chain

information and data collection

legislative obligations including chain of custody and chain of responsibility

policies and procedures that support traceability

product and service movements in supply chains including vulnerabilities

recognition and remediation of product and services data inconsistencies

remediation of supply chain issues and problems identified through traceability data

review and report preparation

risk mitigation

supply chain stakeholders

traceability standards

traceability strategy and processes including Key Performance Indicators (KPIs).

Assessors must hold credentials specified within the Standards for Registered Training Organisations current at the time of assessment.

Assessment must satisfy the Principles of Assessment and Rules of Evidence and all regulatory requirements included within the Standards for Registered Training Organisations current at the time of assessment.

Assessment must occur in workplace operational situations where it is appropriate to do so. Where this is not appropriate, assessment must occur in simulated workplace operational situations that replicate workplace conditions.

Assessment processes and techniques must be appropriate to the language, literacy and numeracy requirements of the work being performed and the needs of the candidate.

Resources for assessment must include access to a range of

exercises, case studies or other simulations

materials and tools including supply chain digital equipment used in industry

documentation including organisational policies and procedures, industry standards, regulations, codes of practice, operational manuals and equipment specifications.

Submission Requirements

List each assessment task's title, type (eg project, observation/demonstration, essay, assingnment, checklist) and due date here

Assessment task 1: [title]      Due date:

(add new lines for each of the assessment tasks)

Assessment Tasks

Copy and paste from the following data to produce each assessment task. Write these in plain English and spell out how, when and where the task is to be carried out, under what conditions, and what resources are needed. Include guidelines about how well the candidate has to perform a task for it to be judged satisfactory.

Range is restricted to essential operating conditions and any other variables essential to the work environment.

Non-essential conditions may be found in the Companion Volume Implementation Guide.

Evidence required to demonstrate competence in this unit must be relevant to and satisfy all the requirements of the elements and performance criteria on at least one occasion and includes

analysing and reporting on traceability data

collecting and analysing information related to supply chain traceability

communicating with supply chain stakeholders

determining legislative obligations including chain of custody and chain of responsibility

developing and applying traceability data collection and documentation protocols

developing and implementing policies, procedures and processes to support supply chain traceability

identifying and remediating product and service data inconsistencies

identifying high and low traceability risk points in the supply chain

identifying product and service movements in the supply chain including vulnerabilities

implementing and reviewing traceability strategy including Key Performance Indicators (KPIs)

monitoring corrective actions and strategies including product and material recalls

reviewing and reporting on supply chain traceability strategy

undertaking risk mitigation for traceability data systems.

Evidence required to demonstrate competence in this unit must be relevant to and satisfy all the requirements of the elements and performance criteria and includes knowledge of

circular economy principles in relation to addressing sustainable practices in supply chains

communication methods and tools

corrective actions and strategies including product and material recalls

data analysis techniques

high and low risk points in the supply chain

information and data collection

legislative obligations including chain of custody and chain of responsibility

policies and procedures that support traceability

product and service movements in supply chains including vulnerabilities

recognition and remediation of product and services data inconsistencies

remediation of supply chain issues and problems identified through traceability data

review and report preparation

risk mitigation

supply chain stakeholders

traceability standards

traceability strategy and processes including Key Performance Indicators (KPIs).

Assessors must hold credentials specified within the Standards for Registered Training Organisations current at the time of assessment.

Assessment must satisfy the Principles of Assessment and Rules of Evidence and all regulatory requirements included within the Standards for Registered Training Organisations current at the time of assessment.

Assessment must occur in workplace operational situations where it is appropriate to do so. Where this is not appropriate, assessment must occur in simulated workplace operational situations that replicate workplace conditions.

Assessment processes and techniques must be appropriate to the language, literacy and numeracy requirements of the work being performed and the needs of the candidate.

Resources for assessment must include access to a range of

exercises, case studies or other simulations

materials and tools including supply chain digital equipment used in industry

documentation including organisational policies and procedures, industry standards, regulations, codes of practice, operational manuals and equipment specifications.

Copy and paste from the following performance criteria to create an observation checklist for each task. When you have finished writing your assessment tool every one of these must have been addressed, preferably several times in a variety of contexts. To ensure this occurs download the assessment matrix for the unit; enter each assessment task as a column header and place check marks against each performance criteria that task addresses.

Observation Checklist

Tasks to be observed according to workplace/college/TAFE policy and procedures, relevant legislation and Codes of Practice Yes No Comments/feedback
Strategy for supply chain traceability, including Key Performance Indicators (KPIs), is confirmed 
 
 
 
 
Traceability strategy with KPIs is implemented, in consultation with supply chain stakeholders 
 
 
 
 
Product and service traceability data is used to identify supply chain performance issues and to remediate evolving situations 
 
 
High and low risk points for product and service traceability in the supply chain are identified and monitored 
 
 
Traceability strategy is reviewed, in consultation with supply chain stakeholders, to ensure KPIs are being met 
 
 

Forms

Assessment Cover Sheet

TLIX0010X - Enable traceability in supply chains
Assessment task 1: [title]

Student name:

Student ID:

I declare that the assessment tasks submitted for this unit are my own work.

Student signature:

Result: Competent Not yet competent

Feedback to student

 

 

 

 

 

 

 

 

Assessor name:

Signature:

Date:

Assessment Record Sheet

TLIX0010X - Enable traceability in supply chains

Student name:

Student ID:

Assessment task 1: [title] Result: Competent Not yet competent

(add lines for each task)

Feedback to student:

 

 

 

 

 

 

 

 

Overall assessment result: Competent Not yet competent

Assessor name:

Signature:

Date:

Student signature:

Date: